'No key difference between FCA and FOS but we're all humans'
- Monday, 14 September 2015
- Articles
The FCA and FOS are both run by human beings and therefore there will always be differences in dealing with something as subjective as suitability, a top regulatory official says. Read more...
FCA expert: What we expect from firms is simpler than they realise
- Friday, 11 September 2015
- Articles
An FCA expert on a quest to quell regulation ‘myths’ has urged Financial Planners and Paraplanners to raise concerns and questions directly to the regulator. Read more...
FCA expert gives Paraplanners lowdown on report compliance
- Thursday, 21 May 2015
- Articles
The key to making sure report writing meets regulatory requirements was outlined to Paraplanners this morning.
Read more...FCA specialist outlines regulator's stance on insistent clients
- Friday, 15 May 2015
- Articles
Financial Planners have been told what the regulator expects to see when dealing with so called insistent clients. Read more...