Editor’s Comment: A duty to think again
- Friday, 23 February 2024
- Articles
As the next stage of the FCA's Consumer Duty looms in July - when legacy products and sales will be included - some new research suggests the Duty may be rather more of a burden on Financial Planners and advisers than first thought.
Read more...Man pleads guilty to £19m investment fraud
- Monday, 19 February 2024
- Articles
A 46-year-old man pleaded guilty to fraud today at Southwark Crown Court following a prosecution brought by the Financial Conduct Authority (FCA).
Read more...Jailed £2.7m boiler room fraudster banned by FCA
- Monday, 19 February 2024
- Articles
A £2.7m boiler room fraudster, who used different names for his crimes and was jailed for nine years for his crooked activities, has been banned by the FCA.
Read more...Editor’s Comment: A cold shiver…
- Friday, 16 February 2024
- Articles
I suspect a cold shiver went down many the backs of many at the larger adviser firms this week with news that the FCA is asking for details of their ongoing charges.
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