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Adviser pleads guilty to regulatory offences

Larry Barreto has pleaded guilty to two counts of carrying on regulated activities without authorisation.


FCA issues warning over cloned Planner firm

Leicester-based Financial Planning firm Trust Financial Planning has become the latest to be hit by clone scammers producing a fake replica of the firm's website.


FCA hires new international director 

The FCA has appointed Home Office director Ruairi O’Connell to be its new director of international as it continues its recruitment drive.


FCA has ‘no responsibility’ to monitor unregulated firms

The Complaints Commissioner, which investigates complaints against the FCA, has issued a ruling clarifying that the regulator has no responsibility beyond regulated companies.

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