Financial Planning fintech firm launches PROD MiFID II guide
- Thursday, 17 October 2019
- Articles
Financial Planner-focussed fintech firm Clever has launched a new free PROD guide to help IFAs to design and deliver financial solutions for their clients whilst working within the regulatory framework of MiFID II.
Read more...FCA outlines latest ‘no-deal’ Brexit expectations
- Monday, 14 October 2019
- Articles
The FCA has issued an update on steps certain firms need to take in the event of the UK leaving the EU without a deal, on Prime Minister Boris Johnson’s preferred date of 31 October.
Read more...FCA says MiFID II unbundling rules ‘working well’
- Thursday, 19 September 2019
- Articles
The FCA has today published multi-firm review findings indicating the MiFID II research unbundling rules have improved asset managers’ accountability over costs, saving millions for investors.
Read more...PIMFA fears over MiFID II costs and charges
- Wednesday, 18 September 2019
- Articles
Trade association PIMFA, which represents 1,000 investment managers and financial advisers, has expressed concern over what it called the “complexity” of MiFID II costs and charges.
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