Daily Newsletter Sign-up

Register for Financial Planning Today website for FREE to view more stories and get our daily newsletters. Click on 2 stories to see Registration pop up.

FCA steps up efforts to tackle industry bullying

 

The FCA said today that it would step up its efforts to tackle misconduct such as bullying and sexual harassment at regulated firms.

Read more...

Whistleblowers make 2,754 allegations of misconduct to FCA

The Financial Conduct Authority has received 2,754 allegations of misconduct including fraud, money laundering and compliance complaints, according to data from the regulator’s annual report and accounts.

Read more...

Industry hit with £540m in FCA penalties in 2019

The FCA levied fines and financial penalties amounting to over £540m in 2019, the regulator has revealed.

Read more...

FCA increasingly active on sexual harassment in firms

The FCA says it is increasingly discussing misconduct, including sexual harassment, with firms.

Read more...
 Promote your vacancy to thousands of professionals on Financial Planning Jobs  
Our specialist jobs service Financial Planning Jobs can help you reach nearly 12,000 financial professionals. You can set up an Employer Profile and post your job the same day on Financial Planning Jobs (terms apply). Dozens of Financial Planning and Paraplanning firms have used our affordable service to recruit new talent.
Offer: Use code 'FPJSaver10' on checkout to save 10% on your listing. Click for details:
jobs.financialplanningtoday.co.uk/