FCA steps up efforts to tackle industry bullying

 

The FCA said today that it would step up its efforts to tackle misconduct such as bullying and sexual harassment at regulated firms.

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Targeted support backed in FCA's Advice Boundary Review

The FCA is now reviewing responses on its proposals published as part of the Advice Guidance Boundary Review set up by the regulator with the Treasury.

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Chartered Planner joins new FCA Sustainability Group

A new industry-led working group set up by the FCA to focus on boosting advisers' sustainable finance capability has included a Chartered and Certified Financial Planner among its founding members.

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FCA launches criminal probe into WealthTek LLP

The FCA has launched a criminal investigation into Newcastle-based wealth manager WealthTek LLP following the discovery of an £81.5m gap in the firms’ finances.

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