FCA steps up efforts to tackle industry bullying
- Friday, 08 March 2024
- Articles
The FCA said today that it would step up its efforts to tackle misconduct such as bullying and sexual harassment at regulated firms.
Read more...Targeted support backed in FCA's Advice Boundary Review
- Tuesday, 05 March 2024
- Articles
The FCA is now reviewing responses on its proposals published as part of the Advice Guidance Boundary Review set up by the regulator with the Treasury.
Read more...Chartered Planner joins new FCA Sustainability Group
- Monday, 04 March 2024
- Articles
A new industry-led working group set up by the FCA to focus on boosting advisers' sustainable finance capability has included a Chartered and Certified Financial Planner among its founding members.
Read more...FCA launches criminal probe into WealthTek LLP
- Monday, 04 March 2024
- Articles
The FCA has launched a criminal investigation into Newcastle-based wealth manager WealthTek LLP following the discovery of an £81.5m gap in the firms’ finances.
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