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FCA bans adviser after 13 FOS complaints

The FCA has barred a financial adviser indefinitely from carrying out regulated activities after 13 complaints to the Financial Ombudsman Scheme (FOS).


FCA uses emergency powers to restrict BSPS advice firms


The Financial Conduct Authority today used emergency powers to block many of the financial advice firms who gave advice to members of the British Steel Pension Scheme (BSPS) from selling assets to avoid paying compensation.


£4m mini-bond firm Vector Wealth fails

Mini-bond provider Vector Wealth has gone into administration today after an application to the High Court by a director of firm to wind up the business.


FCA concerned about Challenger banks and financial crime

The FCA has expressed concerned about “weaknesses” in financial crime controls at some Challenger banks.

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