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FCA fines UBS £27.6 million over reporting failures

UBS AG (UBS) has been fined £27,599,400 by the FCA for failings relating to transaction reporting.


FCA plans to return £2.5m to UCIS 'land banking' victims

The Financial Conduct Authority has urged people who invested in a number of unauthorised collective investment schemes (UCIS) involving ‘land banking’ to come forward to claim a possible refund from a £2.5m pot.


FCA bans 'dishonest' director from financial sector for life

The Financial Conduct Authority (FCA) has today banned Darren Lee Newton from working in the financial services sector.


FCA fines Santander £32.8m for failings on estates

The Financial Conduct Authority has fined Santander £32.8m for failing to effectively deal with the accounts and investments of deceased customers over several years.

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