Fines are just one tool to tackle misconduct - FCA
- Monday, 18 June 2018
- Articles
Fining firms is only part of the solution to rooting out misconduct in the financial system, the FCA has said.
Read more...Insider dealers hit with £1.69m confiscation order
- Friday, 11 May 2018
- Articles
A court has today ordered confiscation of more than £1.5m from a pair of convicted insider dealers.
Read more...Barclays chief exec fined £642,430 over whistleblowing case
- Friday, 11 May 2018
- Articles
The FCA and PRA have jointly fined James Staley £642,430 and announced special requirements on whistleblowing systems and controls at Barclays Bank.
Read more...FCA orders firm to repay nearly £17m
- Monday, 26 March 2018
- Articles
The High Court today ordered the repayment of nearly £17m invested in four Unauthorised Collective Investment Schemes following legal action from the FCA.
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