Treasury consults on axing MiFID II 10% drop rule

Friday, 02 July 2021
Articles
Treasury building

The Treasury is consulting on whether to axe the 10% drop rule which requires advisers to write to clients if their portfolios drop by 10% or more.

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FCA plans non-EU regime for UK investment firms

Tuesday, 23 June 2020
Articles
DP20/2 from the FCA

The FCA is seeking industry views on a new prudential regime for UK investment firms which would mark a major change for MiFID investment firms and mean exiting the EU regime.

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