546 firms report MiFID II errors to FCA

A total of 546 firms have admitted to errors in their MiFID II transaction reporting to the FCA since the new requirements began just under two years ago, according to a study out today.

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FCA wants more details of directors as SMCR looms

The FCA is to introduce a new form for MIFID II-regulated firms requiring them to provide information on management changes.

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Financial Planning fintech firm launches PROD MiFID II guide

Financial Planner-focussed fintech firm Clever has launched a new free PROD guide to help IFAs to design and deliver financial solutions for their clients whilst working within the regulatory framework of MiFID II.  

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FCA outlines latest ‘no-deal’ Brexit expectations

The FCA has issued an update on steps certain firms need to take in the event of the UK leaving the EU without a deal, on Prime Minister Boris Johnson’s preferred date of 31 October.

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