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Treasury consults on axing MiFID II 10% drop rule

The Treasury is consulting on whether to axe the 10% drop rule which requires advisers to write to clients if their portfolios drop by 10% or more.


FCA to review future of 10% drop notices

The FCA is to extend the Coronavirus freeze on 10% drop notices until the end of the year and will consult on their future in the spring.


546 firms report MiFID II errors to FCA

A total of 546 firms have admitted to errors in their MiFID II transaction reporting to the FCA since the new requirements began just under two years ago, according to a study out today.


FCA wants more details of directors as SMCR looms

The FCA is to introduce a new form for MIFID II-regulated firms requiring them to provide information on management changes.

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