Expert attacks failure to include appointed reps in SMCR

The failure to include appointed reps in the FCA’s new Senior Managers & Certification Regime, which comes into effect today (9 December) is an “oversight”, according to a regulatory expert.


FCA wants more details of directors as SMCR looms

The FCA is to introduce a new form for MIFID II-regulated firms requiring them to provide information on management changes.


CISI launches SMCR Conduct Rules members toolkit

With the December deadline looming for the extension of the FCA SMCR Conduct Rules to all UK solo-regulated firms, the CISI has launched a new SMCR Conduct Rules Toolkit.


Leading law firm launches Senior Manager regime tool


Law firm Clifford Chance has unveiled SMCR Manager, a digital tool which will support the forthcoming SMCR compliance regime for firms FCA-regulated firms.

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