Expert attacks failure to include appointed reps in SMCR

The failure to include appointed reps in the FCA’s new Senior Managers & Certification Regime, which comes into effect today (9 December) is an “oversight”, according to a regulatory expert.

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FCA wants more details of directors as SMCR looms

The FCA is to introduce a new form for MIFID II-regulated firms requiring them to provide information on management changes.

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CISI launches SMCR Conduct Rules members toolkit

With the December deadline looming for the extension of the FCA SMCR Conduct Rules to all UK solo-regulated firms, the CISI has launched a new SMCR Conduct Rules Toolkit.

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Leading law firm launches Senior Manager regime tool

 

Law firm Clifford Chance has unveiled SMCR Manager, a digital tool which will support the forthcoming SMCR compliance regime for firms FCA-regulated firms.

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