FCA wants more details of directors as SMCR looms
- Monday, 02 December 2019
- Articles
The FCA is to introduce a new form for MIFID II-regulated firms requiring them to provide information on management changes.
Read more...CISI launches SMCR Conduct Rules members toolkit
- Thursday, 12 September 2019
- Articles
With the December deadline looming for the extension of the FCA SMCR Conduct Rules to all UK solo-regulated firms, the CISI has launched a new SMCR Conduct Rules Toolkit.
Read more...Leading law firm launches Senior Manager regime tool
- Friday, 15 March 2019
- Articles
Law firm Clifford Chance has unveiled SMCR Manager, a digital tool which will support the forthcoming SMCR compliance regime for firms FCA-regulated firms.
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