FCA wants tougher regulation of appointed reps
- Friday, 03 December 2021
- Articles
The FCA is consulting on plans to significantly strengthen regulation of appointed representatives (ARs) after analysis showed firms employing appointed reps suffered four times as many complaints as firms not using appointed reps.
Read more...FCA proposes PRIIPS rule shake-up
- Tuesday, 20 July 2021
- Articles
The Financial Conduct Authority (FCA) has proposed scrapping the requirement for packaged retail investment and insurance-based products (PRIIPS) providers to include performance scenarios in communications to clients.
Read more...FCA to ban funeral plan commissions from 2022
- Monday, 05 July 2021
- Articles
The FCA will ban commissions on funeral plans from 29 July 2022 when it begins to regulate the funeral plans market for the first time.
Read more...FCA orders higher standards at some 'host' fund managers
- Wednesday, 30 June 2021
- Articles
The Financial Conduct Authority is to order "significantly" higher standards at some 'host' Authorised Fund Managers (AFMs) where it has identified weaknesses.
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