Adviser pleads guilty to regulatory offences
- Thursday, 11 August 2022
- Articles
Larry Barreto has pleaded guilty to two counts of carrying on regulated activities without authorisation.
Read more...Individual jailed for failing to co-operate with FCA
- Monday, 25 July 2022
- Articles
An individual being investigated by the Financial Conduct Authority has been sentenced to four months in prison for contempt of court after failing to cooperate with a restraint order from the regulator.
Read more...Duo jailed for £20m SIPP transfer fraud
- Monday, 18 July 2022
- Articles
Two men who masqueraded as advisers to defraud pension savers of £20m have been jailed.
Read more...Sentencing due in £13m pension transfer fraud
- Wednesday, 30 March 2022
- Articles
A sentencing date has been set for two people charged in connection with a £13m pension transfer fraud.
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