FCA to ban retail promotion of UCIS and 'certain close substitutes'
- Tuesday, 04 June 2013
- Articles
The Financial Conduct Authority has published final rules which will ban the promotion of Unregulated Collective Investment Schemes (UCIS).
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FSA fines and bans another financial adviser for UCIS mis-selling
- Monday, 29 October 2012
- Articles
The Financial Services Authority has fined a financial adviser £117,330 for advising clients to invest in unregulated collective investment schemes (UCIS).
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FSA fines Pi Financial for unsuitable advice on UCIS and structured products
- Thursday, 20 September 2012
- Articles
The Financial Services Authority has fined Pi Financial £58,300 for unsuitable sales of high-risk products.
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FSA proposes ban on promoting UCIS for retail investors
- Wednesday, 22 August 2012
- Articles
The Financial Services Authority has proposed the banning of promotions of Unregulated Collective Investment Schemes to retail investors.
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