FSA proposes ban on promoting UCIS for retail investors

Wednesday, 22 August 2012
Articles
FSA HQ
The Financial Services Authority has proposed the banning of promotions of Unregulated Collective Investment Schemes to retail investors. Read more...

Trade body questions regulators’ approach to tackling Sipp fraud

Wednesday, 25 July 2012
Articles
Andrew Roberts, chairman of AMPS
The Association of Member-Directed Pension Schemes is demanding more effort to halt the promotion of UCIS (unregulated collective investments schemes) to the public. Read more...

FSA fines adviser £60,000 for unsuitable investment advice

Wednesday, 30 May 2012
Articles
FSA HQ

The Financial Services Authority has fined a financial adviser in Scotland £60,000 for advising clients to invest in unsuitable products. Read more...

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