FCA ordered to pay compensation to banned IFA
- Wednesday, 30 January 2019
- Articles
The FCA has been ordered to pay thousands of pounds to the ex-chief executive of a collapsed IFA firm.
Read more...2 former Keydata execs must pay £80m fines by 1 February
- Thursday, 17 January 2019
- Articles
The FCA has given two company executives until 1 February to pay £80m in fines.
Read more...FCA’s £80m fines for Keydata executives upheld
- Tuesday, 06 November 2018
- Articles
A tribunal has today upheld fines for two former investment firm executives totalling nearly £80m.
Read more...Advice firm CEO gets reduced £60k fine as FSCS faces £106m bill
- Friday, 21 September 2018
- Articles
The FCA has imposed a reduced fine of £60,000 on Alistair Rae Burns and made an order banning him from performing any senior management function in financial services.
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