FCA cuts fine on SIPPs pension adviser
- Wednesday, 25 March 2020
- Articles
The FCA has reduced a £93,800 fine imposed on pension adviser Lloyd Pope, a former director of now dissolved firm TailorMade Independent Ltd, by approximately £70,000.
Read more...FCA to ban marketing of controversial mini-bonds
- Tuesday, 26 November 2019
- Articles
The FCA is to ban the ‘mass marketing’ of speculative mini-bonds following the recent debacle which saw mini-bond provider London Capital & Finance go bust earlier this year owing £236m to 14,000 bondholders.
Read more...FCA set to ban retail sale of some crypto products
- Wednesday, 03 July 2019
- Articles
The Financial Conduct Authority is proposing to ban the sale of some crypto-asset products to retail investors.
Read more...FCA bans broker over ‘dishonesty’ and ‘lack of integrity’
- Wednesday, 29 May 2019
- Articles
The FCA has banned a former broker after he “acted dishonestly and lacked integrity” and was deemed “not fit and proper to perform any function in relation to any regulated activity”.
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