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FCA kills off marketing of speculative mini-bonds

The FCA has decided to permanently ban the mass-marketing of speculative illiquid securities, including speculative mini-bonds, to retail investors.

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FCA bans adviser who cheated £4.5m from victims

The FCA has banned a rogue financial adviser who cheated dozens of victims, many of them vulnerable, and is now serving an eight year sentence in prison.

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£7m SIPPS investment adviser is banned

A Wolverhampton financial adviser has been banned for 8 years after clients lost £7m due to poor pension investment advice involving SIPPs.

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FCA cuts fine on SIPPs pension adviser

The FCA has reduced a £93,800 fine imposed on pension adviser Lloyd Pope, a former director of now dissolved firm TailorMade Independent Ltd, by approximately £70,000.

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