Advice firm CEO gets reduced £60k fine as FSCS faces £106m bill
- Friday, 21 September 2018
- Articles
The FCA has imposed a reduced fine of £60,000 on Alistair Rae Burns and made an order banning him from performing any senior management function in financial services.
Read more...Govt under fire for pension cold-call ban delay
- Friday, 29 June 2018
- Articles
The Government has been attacked today for delaying the long-awaited ban on pension cold-calling until at least the autumn.
Read more...Ex-director banned and must pay £882k over ‘misconduct’
- Thursday, 21 June 2018
- Articles
The Financial Reporting Council has fined and banned a former finance director of RSM Tenon Group for five years after he admitted multiple counts of misconduct.
Read more...FCA may ban contingent charging on DB transfers
- Monday, 26 March 2018
- Articles
The Financial Conduct Authority has today proposed a ban on contingent charging on pension transfers and reaffirmed its view that DB transfers should be considered unsuitable unless there is a good reason to transfer.
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