FCA bans Pembrokeshire BSPS adviser
- Thursday, 29 June 2023
- Articles
Financial adviser Denis Lee Morgan has been banned by the FCA from advising on pension transfers and opt outs following British Steel Pension Scheme advice failings.
Read more...FCA upholds ban on convicted ex-Quilter rep
- Tuesday, 23 May 2023
- Articles
The FCA has rejected an attempt by convicted fraudster and former Quilter worker David Nicholas King to regain authorisation so he could work for a chartered surveying firm.
Read more...3 banned for failed £14.8m hotel investment scheme
- Thursday, 09 June 2022
- Articles
Three directors behind a failed £14.8 million hotel room investment scheme have been disqualified from running companies for a total of 25 years.
Read more...FCA and PRA drop fines and ban on ex-CEO
- Tuesday, 10 May 2022
- Articles
The FCA and PRA have dropped plans to ban and fine a former CEO - accused of paying his wife excessive sums to avoid tax - following a damning Upper Tribunal judgment.
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