FCA fines and bans ‘reckless’ former RBS trader
- Monday, 08 January 2018
- Articles
The Financial Conduct Authority has imposed a fine of £250,000 on former Royal Bank of Scotland interest rate derivatives trader Neil Danziger and banned him from performing any regulated financial activity.
Read more...Adviser banned and fined £109k for fabricating two SPSs
- Thursday, 01 September 2016
- Articles
A financial adviser has been banned and fined £109,400 for “lying repeatedly to the regulator”.
Read more...FCA bans two for selling £24m of ‘unsuitable investments’ to clients
- Thursday, 09 June 2016
- Articles
The Financial Conduct Authority has banned Mark Kelly and Patrick Gray from working in the financial services industry on the basis that they lack integrity after £24m of client money was invested in ‘unsuitable investments’, it said today.
Read more...Adviser banned and fined £290k by FCA
- Wednesday, 20 May 2015
- Articles
An adviser has been fined £290,344 and banned from performing any function in relation to regulated activities. Read more...