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FCA issues client money warning

The Financial Conduct Authority has urged firms which have begun holding increased client money balances during the Coronavirus pandemic to consider returning the money to clients.


FCA fines SEI Investments (Europe) £900k for client money breaches

The Financial Conduct Authority has fined SEI Investments (Europe) Limited £900,200 for failings in relation to its protection of client money. Read more...

FSA consults on 'radical' changes to protection of client assets

The Financial Services Authority has released a combined consultation and discussion paper on changes to client money and assets held by investment firms. Read more...
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