FCA takes action on 105 financial ads in Q1
- Wednesday, 07 April 2021
- Articles
The Financial Conduct Authority has published its first quarterly data for non-compliant financial promotions, as part of a drive for greater transparency on financial promotions.
Read more...FCA fines Charles Schwab UK £8.96m
- Monday, 21 December 2020
- Articles
The Financial Conduct Authority has fined investment platform Charles Schwab UK Ltd (CSUK) £8.96m for a series of safeguarding and compliance failures.
Read more...TPR issues more than 115,000 auto-enrolment penalties
- Monday, 15 June 2020
- Articles
The Pensions Regulator has so far issued 115,459 auto-enrolment fixed penalty notices since the start of the workplace pension scheme in 2012.
Read more...Compliance firm offers 90 days free access
- Tuesday, 14 April 2020
- Articles
Apricity Compliance is offering 90-days free access to new users to enable them to adapt to working remotely.
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