- Friday, 15 March 2019
Law firm Clifford Chance has unveiled SMCR Manager, a digital tool which will support the forthcoming SMCR compliance regime for firms FCA-regulated firms.Read more...
- Wednesday, 02 November 2016
The way unregulated investments are presented to consumers is a ‘disgrace’, the chairman of a compliance firm says.Read more...
- Tuesday, 20 September 2016
An FCA specialist has labelled some compliance officers ‘not very good’ and says they have “too much of a tick-box, back-covering approach”.Read more...