Leading law firm launches Senior Manager regime tool

 

Law firm Clifford Chance has unveiled SMCR Manager, a digital tool which will support the forthcoming SMCR compliance regime for firms FCA-regulated firms.

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Compliance chief blasts ‘disgrace’ of unregulated investments

The way unregulated investments are presented to consumers is a ‘disgrace’, the chairman of a compliance firm says.

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FCA specialist exits for adviser compliance firm

A Financial Conduct Authority conduct risk specialist has left the regulator for a consultancy firm which helps advisers with compliance.

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FCA expert criticises 'tick box and back-covering' compliance

An FCA specialist has labelled some compliance officers ‘not very good’ and says they have “too much of a tick-box, back-covering approach”.

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