Pension firms told to look ‘beyond narrow compliance’

The Pensions Regulator and the Financial Conduct Authority have issued a joint statement urging the pensions industry to look "beyond narrow compliance" and consider consumer outcomes.

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SJP upgrades financial crime defence

Wealth manager and Financial Planner St James’s Place (SJP) has upgraded its financial crime defences with an Artificial Intelligence (AI) solution.

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FCA rejects appointed rep ‘hosting’ plan from firm

The FCA has refused authorisation to regulatory consultancy firm Alexander Jon Compliance Consulting Limited (AJCC) which planned to provide regulatory 'hosting' services.

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FCA takes action on 105 financial ads in Q1

The Financial Conduct Authority has published its first quarterly data for non-compliant financial promotions, as part of a drive for greater transparency on financial promotions.

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