FCA cuts fine on SIPPs pension adviser

The FCA has reduced a £93,800 fine imposed on pension adviser Lloyd Pope, a former director of now dissolved firm TailorMade Independent Ltd, by approximately £70,000.

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Trustee firm director fined £10k for pension failures

The director of a company acting as a trustee for 16 pension schemes has received a £10,000 court fine for failing to hand information to The Pensions Regulator.

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FCA apologises after being hit with TPR fine

The Financial Conduct Authority’s pension scheme has apologised after being hit with a £2,000 fine from The Pensions Regulator over governance shortcomings.

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CMC goes into liquidation after losing FCA fine appeal

The FCA has confirmed a £91,000 fine on Manchester-based claims management company (CMC) Hall and Hanley Limited after the firm lost its appeal.

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