FCA apologises after being hit with TPR fine

The Financial Conduct Authority’s pension scheme has apologised after being hit with a £2,000 fine from The Pensions Regulator over governance shortcomings.

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CMC goes into liquidation after losing FCA fine appeal

The FCA has confirmed a £91,000 fine on Manchester-based claims management company (CMC) Hall and Hanley Limited after the firm lost its appeal.

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FCA reveals second fine on a CMC this week

The FCA has confirmed details of the second fine on a CMC company this week, this time for copying client signatures.

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Children’s nursery and director fined £8,200 for misleading TPR

A pre-school nursery and its main director have been ordered to pay £8,200 for failing to comply with their pension duties and for misleading The Pensions Regulator (TPR) by falsely claiming staff had been put into a pension.

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