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FCA and PRA drop fines and ban on ex-CEO

The FCA and PRA have dropped plans to ban and fine a former CEO - accused of paying his wife excessive sums to avoid tax - following a damning Upper Tribunal judgment.

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Wealth firm fined £150k for failing to supply info to HMRC

An Isle of Man-based wealth management and tax advice firm, AML Tax (UK) Limited, has been fined £150,000 for failing to provide HMRC with legally required information.

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FCA plans to fine hedge fund £40.8m

The Financial Conduct Authority has published a Decision Notice set to impose a provisional fine of £40.8m against hedge fund firm BlueCrest Capital Management (UK) LLP for conflict of interest failings.

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PRA fines Metro Bank £5.3m for governance failings

The Prudential Regulation Authority has fined Metro Bank £5.376m for governance failings.

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