NatWest fined £264.8m for money laundering
- Monday, 13 December 2021
- Articles
National Westminster Bank has today been fined £264.8m at Southwark Crown Court for money laundering in one of the biggest cases of its kind in the UK.
Read more...350,000 illegal pension cold calls made since ban
- Thursday, 02 December 2021
- Articles
The Information Commissioner’s Office (ICO) has punished four firms for making nearly 350,000 illegal pension cold calls since the ban on cold calling was instigated in 2019.
Read more...FCA fines award winning firm over £600k
- Friday, 12 November 2021
- Articles
The FCA has fined award-winning firm Sunrise Brokers LLP £642,000 for ‘seriously deficient’ anti money laundering systems and controls.
Read more...FCA bans “reckless” pension transfer adviser
- Friday, 15 October 2021
- Articles
The FCA has banned financial adviser Omar Hussein and fined him £116,000 for “reckless and unsuitable” pension transfer advice.
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