Trio face FCA fines over £5.9m SIPP transfer scam

 

The Financial Conduct Authority has warned two IFAs and a stockbroker that they face fines and regulatory action over their alleged role in a £5.9m SIPP pension transfer scam.

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Watchdogs fine Goldman Sachs International £96.6m

The FCA and PRA have hit Goldman Sachs International (GSI) with a fine of £96.6m for management failings in dealing with allegations of bribery and staff misconduct.

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Annuity failings cost providers £135m - FCA

More than 32,000 pension savers have received £135m in compensation from providers who failed to inform them about enhanced annuity options, the FCA has revealed in its Annual Report and Accounts.

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Industry hit with £540m in FCA penalties in 2019

The FCA levied fines and financial penalties amounting to over £540m in 2019, the regulator has revealed.

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