FCA fines UBS £27.6 million over reporting failures

UBS AG (UBS) has been fined £27,599,400 by the FCA for failings relating to transaction reporting.


FCA reveals 3 asset managers breached competition law

The FCA has today issued a decision which finds that three asset management firms breached competition law. 


2 former Keydata execs must pay £80m fines by 1 February

The FCA has given two company executives until 1 February to pay £80m in fines.


Director must pay £124,000 over BHS pensions debacle

Dominic Chappell, the director and majority shareholder of the company that bought BHS for £1, has been ordered to pay more than £124,000 for failing to hand over information to The Pensions Regulator (TPR). 

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