FCA fines UBS £27.6 million over reporting failures
- Tuesday, 19 March 2019
- Articles
UBS AG (UBS) has been fined £27,599,400 by the FCA for failings relating to transaction reporting.
Read more...FCA reveals 3 asset managers breached competition law
- Thursday, 21 February 2019
- Articles
The FCA has today issued a decision which finds that three asset management firms breached competition law.
Read more...2 former Keydata execs must pay £80m fines by 1 February
- Thursday, 17 January 2019
- Articles
The FCA has given two company executives until 1 February to pay £80m in fines.
Read more...Director must pay £124,000 over BHS pensions debacle
- Monday, 17 December 2018
- Articles
Dominic Chappell, the director and majority shareholder of the company that bought BHS for £1, has been ordered to pay more than £124,000 for failing to hand over information to The Pensions Regulator (TPR).
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