68 estate agents fined £500k for money laundering
- Wednesday, 12 October 2022
- Articles
HMRC has fined 68 estate agents a total of more than £500,000 for breaching money laundering regulations.
Read more...Fall in TPR auto-enrolment penalties
- Friday, 30 September 2022
- Articles
The Pensions Regulator has revealed a decline in the number of penalty notices it issued for breaches of auto-enrolment rules.
Read more...FCA to pay £4,000 to firm which caused £100m in losses
- Monday, 11 July 2022
- Articles
The FCA has been ordered to pay £4,000 compensation to a complainant which caused £100m in consumer losses and redress.
Read more...Trio face FCA fines over £5.9m SIPP transfer scam
- Friday, 01 October 2021
- Articles
The Financial Conduct Authority has warned two IFAs and a stockbroker that they face fines and regulatory action over their alleged role in a £5.9m SIPP pension transfer scam.
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