FCA expert gives Paraplanners lowdown on report compliance

Thursday, 21 May 2015
Articles
Rory Percival, FCA technical specialist

The key to making sure report writing meets regulatory requirements was outlined to Paraplanners this morning.

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FCA specialist outlines regulator's stance on insistent clients

Friday, 15 May 2015
Articles
Rory Percival, FCA technical specialist

Financial Planners have been told what the regulator expects to see when dealing with so called insistent clients. Read more...

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