Industry hit with £540m in FCA penalties in 2019

The FCA levied fines and financial penalties amounting to over £540m in 2019, the regulator has revealed.

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FCA increasingly active on sexual harassment in firms

The FCA says it is increasingly discussing misconduct, including sexual harassment, with firms.

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Fines are just one tool to tackle misconduct - FCA

Fining firms is only part of the solution to rooting out misconduct in the financial system, the FCA has said.

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IFA couple banned for abusing assets at insolvent firm

A married couple who were directors of an IFA company have been disqualified for taking assets from an insolvent company.

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