FCA launches criminal probe into WealthTek LLP
- Monday, 04 March 2024
- Articles
The FCA has launched a criminal investigation into Newcastle-based wealth manager WealthTek LLP following the discovery of an £81.5m gap in the firms’ finances.
Read more...FSCS opens probe into failed Surrey adviser firm
- Friday, 15 September 2023
- Articles
The Financial Services Compensation Scheme has opened an investigation into Surrey adviser firm Independently East Ltd (FRN488046) after the firm entered compulsory liquidation earlier this week.
Read more...FCA says 'no comment' on FT reports of Odey AM probe
- Friday, 09 June 2023
- Articles
The FCA has declined to comment on reports in the Financial Times that Odey Asset Management is under investigation.
Read more...FCA launches DB transfer probe into Lighthouse
- Friday, 05 June 2020
- Articles
The FCA has launched a probe into DB transfer advice given by advisers at Lighthouse Group - now part of Quilter.
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