Watchdog outlines campaign to cut financial crime
- Wednesday, 05 April 2023
- Articles
The Financial Conduct Authority has outlined its plans to reduce and prevent financial crime as part of its 2023/24 Business Plan released today.
Read more...FCA increases fees for Planner firm category by 8.9%
- Wednesday, 05 April 2023
- Articles
The Financial Conduct Authority has revealed plans to raise its annual fee charged to its Financial Planning firm segment by 8.9% for 2023/24.
Read more...FCA restricts senior manager at IFA
- Tuesday, 04 April 2023
- Articles
The FCA has imposed a number of restrictions on a senior manager at an IFA firm where £1.5m of client funds may have been misappropriated.
Read more...Nexus sold for £500,000 after FCA restricts firm
- Wednesday, 29 March 2023
- Articles
Nexus Independent Financial Advisors Limited and Nexus Investment Managers Limited have been sold for a total of £500,000 following restrictions placed on the firm’s activities by the FCA.
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