FCA: Why Financial Planning firms are failing on disclosure
- Friday, 24 April 2015
- Articles
Some Financial Planning firms have failed to inspect and take on board the detail of rules surrounding disclosure of services and charging, delegates were told today. Read more...
FCA specialist: Firms still failing over ongoing cost disclosure
- Monday, 16 February 2015
- Articles
A senior figure at the FCA has outlined three key areas of concern which still exist about advisers' charging practices following 'unacceptable' findings last April. Read more...
The only way was Essex for FCA expert
- Tuesday, 06 January 2015
- IFP Member News
Essex branch welcomed Rory Percival from the FCA on the topic of "Regulatory myth busting – What the FCA really mean."
It was aimed at popping a few of those myths that the media and consultants seem eager for us planners and advisers to believe, reports branch chairman Sean Condon CFPCM. Read more...
It was aimed at popping a few of those myths that the media and consultants seem eager for us planners and advisers to believe, reports branch chairman Sean Condon CFPCM. Read more...
FCA's Percival warns about 'shoehorning' clients into CIPs
- Wednesday, 14 May 2014
- Articles
FCA technical specialist Rory Percival has warned that advisers and planners should be way of adopting a "one size fits all" approach when it comes to using Centralised Investment Propositions (CIPs).
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