Articles

Wednesday, 20 November 2019 11:33

Embark acquires Zurich's platform business

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The rapidly expanding Embark Group has acquired Zurich’s platform arm for an undisclosed sum, pushing its assets under advice to £33bn.

Wednesday, 20 November 2019 11:14

FCA fines Henderson £1.87m for client failings

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The FCA has fined Henderson Investment Funds Limited £1.868m for failing to tell thousands of investors for five years that two active funds had been converted to ‘closet trackers.’

Wednesday, 20 November 2019 10:07

Competition Authority launches financial services probe

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The Competition and Markets Authority (CMA) has launched a wide-ranging investigation into “suspected anti-competitive arrangements in the financial services sector”.

Wednesday, 20 November 2019 09:45

UBS wealth managers predict 'decade of transformation'

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UBS’s wealth management arm has predicted a ‘decade of transformation’ beginning in 2020.

Wednesday, 20 November 2019 09:13

Financial Planner passes 19 exams to reach Fellowship status

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Kelvin Riches, a Chartered Financial Planner at Sussex-based MHA Carpenter Box Wealth Management (CBWM), has reached PFS Fellowship status by passing 19 exams.

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