FCA set to replace Gabriel returns platform

The FCA is to launch a new platform to replace Gabriel, it’s main tool for collecting data from financial adviser firms.

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Editor’s Comment: The real threat to Financial Planning

This week one of our best read stories on Financial Planning Today website was about a firm based in the United Arab Emirates reportedly targeting UK clients by offering a Financial Planning / wealth management-style service.

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£15m UCIS firms to pay restitution to consumers

The High Court has consented to an order by which UCIS firms and directors will pay funds to the FCA for distribution to investors.

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FCA reveals 1,750 whistleblowing allegations in annual report

The FCA has revealed there were 1,750 whistleblowing allegations in its Annual Report and Accounts, which were published today.

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