Sipp client fears as sector awaits FCA action over failing firms

Sipps professionals have expressed sadness and surprise, while also expressing fears for clients, after the FCA revealed four firms had failed over new capital adequacy rules.

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4 Sipp operators fail on FCA capital adequacy rules

The FCA has revealed that four Sipp operators have failed to meet the requirements of the new capital adequacy rules.

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Watts: Beginning of end for Certified Financial Planner?

I wrote early in 2017 about my hopes for the industry, and touched on unifying Financial Planning and Paraplanning communities, and how any future merger of the PFS and the CISI might give Paraplanners a voice.

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Nucleus boss: FCA asset manager probe dwarfs RDR

The FCA asset management review was ‘way bigger than RDR’, says the chief executive of Nucleus.

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