FCA puts move to ban platform exit fees on hold

The FCA has delayed a controversial potential ban on platform exit fees to allow for more consultation with the sector.


John Moret: Why the SIPP pioneers got scalped

As we approach the end of another decade I have been reflecting on a subject dear to my heart – the evolution of the SIPP market.


FCA warns about scam ‘authorised’ bond firm

The FCA has issued a warning about a suspected scam investment bond firm claiming to offer FSCS and FCA protection.


Expert attacks failure to include appointed reps in SMCR

The failure to include appointed reps in the FCA’s new Senior Managers & Certification Regime, which comes into effect today (9 December) is an “oversight”, according to a regulatory expert.

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