The FCA has cancelled the Part 4A regulatory permissions of Brian W Harrison Ltd (FRN 304682), a financial adviser firm based in Hampshire.
Some smaller regulated firms have found limitations in the range of data they can access when it comes to monitoring and tracking outcomes under the Consumer Duty, according to a new report from the FCA.
FCA CEO Nikhil Rathi has signalled a move away from a strict rules-based approach on regulation to an outcomes-based approach based around the Consumer Duty and supervisory tools.
The FCA has imposed restrictions on Scottish IFA firm Advantage Wealth Management Ltd following a supervisory notice issued in December.
Clone scammers have targeted Fidelity’s investment administration arm by setting up a fake website to try to con investors.
Enforcement action taken against finfluencers by the FCA rose 174% in 2025 to 74 actions.
The Financial Conduct Authority has called on insurers and advisers for views on how to help close the protection gap.
The FCA’s new regime for high-risk securities, such as mini-bonds and loan notes, has come into force.
The FCA has stepped in to remove all regulatory permissions from London-based IFA Verus Financial Services Limited (FRN 765214) after a number of "deliberate" breaches of existing restrictions.
The FCA has confirmed it will introduce new clearer rules to tackle serious 'non-financial' misconduct at financial services firms from September 2026.
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