The Pensions Regulator (TPR) is to shift to a more prudential-style of regulation to protect savers from systemic risk.
Read more ...Firms to get 48hr warning before FCA ‘name and shame’
- Thursday, 28 November 2024
- Articles
The FCA plans to give firms subject to enforcement investigations a 48 hour window to view the contents of any announcements before they are made public.
Read more ...Number of whistleblowing reports rises
- Thursday, 28 November 2024
- Articles
The number of whistleblowing reports rose by 15% (year-on-year) to 322 in the third quarter of this year.
Read more ...MiFID rules to transfer to FCA in 2025
- Thursday, 28 November 2024
- Articles
The firm-facing requirements of the MiFID regulations are to be transferred into FCA Handbook rules next year.
Read more ...FCA advice shake up to focus on pensions
- Wednesday, 27 November 2024
- Articles
The FCA’s upcoming advice guidance proposals will focus on helping consumers understand their choices around pensions, according to the regulator’s chief operating officer Emily Shepperd.
Read more ...FCA reveals crypto regulation plan as ownership rises 20%
- Tuesday, 26 November 2024
- Articles
The FCA has published an indicative roadmap of key dates for the development and introduction of the UK’s crypto regime as new research revealed crypto ownership has risen 20%.
Read more ...Editor’s Comment: FCA must get ‘naming and shaming’ right
- Monday, 18 November 2024
- Articles
It’s no secret that the FCA has come in for flak over it’s naming and shaming enforcement plans and it’s no surprise it has decided to dilute them as a result. But should it be backing off?
Read more ...FCA cancels permissions of Kent IFA
- Thursday, 14 November 2024
- Articles
The FCA has cancelled the Part 4A permission to carry out regulated business of Kent-based IFA The Pentagon Partnership (FRN: 627747).
Read more ...FCA convicts duo for £1.5m clone websites scam
- Thursday, 07 November 2024
- Articles
Two individuals running a fake investment scam - which used clone websites and other methods to target investors - have been convicted by the FCA for their roles in a £1.5m fraud.
Read more ...FCA promises to cut Consumer Duty duplication and confusion
- Thursday, 07 November 2024
- Articles
The FCA has given one of its strongest hints yet that reform of the Consumer Duty is on the way and what direction it might take.
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