FCA set to replace Gabriel returns platform
- Tuesday, 16 July 2019
- Articles
The FCA is to launch a new platform to replace Gabriel, it’s main tool for collecting data from financial adviser firms.
Read more...Editor’s Comment: The real threat to Financial Planning
- Friday, 12 July 2019
- Comment and Blogs
This week one of our best read stories on Financial Planning Today website was about a firm based in the United Arab Emirates reportedly targeting UK clients by offering a Financial Planning / wealth management-style service.
Read more...£15m UCIS firms to pay restitution to consumers
- Wednesday, 10 July 2019
- Articles
The High Court has consented to an order by which UCIS firms and directors will pay funds to the FCA for distribution to investors.
Read more...FCA reveals 1,750 whistleblowing allegations in annual report
- Tuesday, 09 July 2019
- Articles
The FCA has revealed there were 1,750 whistleblowing allegations in its Annual Report and Accounts, which were published today.
Read more...