Some financial advice firms are not adequately collecting and recording client information when offering retirement income advice, according to the FCA.

The FCA has issued a public apology for delays in its investigation into peer-to-peer lending firm FundingSecure, its second apology issued in two weeks.

The FCA has this week stripped permission to carry out regulated business from a London Docklands-based financial adviser called Wise Decisions Ltd (FRN 832056).

The FCA has publicly apologised to clients of two failed mini-bond firms for the way it dealt with their complaints about the firms and will pay compensation.

The FCA is to consolidate its complaints returns in a move which it claims will ease unnecessary red tape burdens on firms.

The number of appointed representatives continued to fall in 2024/25, according to the latest data from the Financial Conduct Authority.

In this special Guest Column for Financial Planning Today, SSAS expert Martin Tilley looks at the need for SSAS regulation and asks whether we are moving closer to new rules. Martin writes regularly for Financial Planning Today's sister website SIPPs Professional which can be viewed here: https://www.sippsprofessional.co.uk/

Nikhil Rathi has been reappointed as chief executive of the Financial Conduct Authority for a second five-year term and will be CEO until 2030.

The Pensions Regulator (TPR) has levied almost £100,000 in penalties against small DC pension schemes for governance failures related to the 'value for members' assessment.

The FCA has decided to hold off introducing new rules on sustainability-related governance and the transition to net zero for regulated firms following a consultation with the industry.

Nikhil Rathi, chief executive of the FCA, said the regulator was considering how retail markets can take a more holistic approach to Britons’ finances.

The FCA is seeking a £22,500 a year chair for its Smaller Business Panel which often advises the regulator on issues affecting financial advice firms.

A coalition of consumer groups has sent an open letter to MPs and the FCA urging the regulator to abandon its plans to delete most emails automatically after a year.

The FCA has clarified that defence companies should not be treated differently to firms in other sectors when it comes to its sustainability regulations.

The Personal Finance Society has produced a new good practice guide for the Consumer Duty, consolidating key resources for financial advisers.

Prime Minister Sir Keir Starmer has announced that the Payment Systems Regulator (PSR) - a sister organisation of the FCA and based in the same London offices - will be abolished as part of an efficiency drive.

The FCA has said it will not pay compensation to those who have lost money due to the failure of funeral plan provider Safe Hands in 2022.

The FCA has cancelled the part 4A regulatory permissions of Stratford-based firm Pan Risk Management Services Limited (FRN: 305302).

The number of whistleblowing reports made to the Financial Conduct Authority dipped in the fourth quarter of 2024.

The Financial Conduct Authority is searching for investors in Asset Land investors who may be due compensation payments.