The FCA has banned insurance adviser Martin Sarl from working in financial services and fined him £5,021 for acting without honesty and integrity.
The FCA has fined Cypriot contract for differences (CFD) firm Forex TB Limited (FXTB) £276,100 for not treating customers fairly and providing investment advice without authorisation.
The FCA says it has found “multiple instances” of cryptoasset firm failing to meet its marketing standards.
London-based investment adviser Osiris Capital Partners LLP (FRN 478159) has had its authorisation revoked by the FCA after it failed to pay the regulator’s fees and levies.
Interventions by the FCA on financial promotions have led to over double the number of promotions being amended or withdrawn by authorised firms in the second quarter of this year.
A simple 'red, amber, green' traffic light system for pension scheme value could bring better clarity to workplace pensions and boost savings but may harm innovation, pensions experts say.
The FCA is to add another 100 roles to its Leeds office, adding close to 50% to the number of staff based at the office.
Sheldon Mills, executive director of consumers and competition at the FCA, has claimed that Consumer Duty has been a great success in a speech at an event celebrating the Duty’s anniversary.
There were 112 new financial advice firms registered with the FCA in June, according to new analysis of FCA data.
The Financial Conduct Authority has today launched a review on 'streamlining' regulatory red tape post the Consumer Duty, amid signs many advice firms have cut back on the number and type of clients they serve and struggled to meet all the obligations.
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