The Financial Conduct Authority has censured collapsed £237m mini-bond provider London Capital & Finance (LCF) for unfair and misleading financial promotions.
Read more ...FCA warns about 146 crypto promotions in 24 hours
- Tuesday, 10 October 2023
- Articles

The FCA published 146 warnings about crypto-asset promotions in just the first day of its new crypto-marketing regime which was introduced on 8 October.
Read more ...PFS adds digital Consumer Duty tools
- Thursday, 05 October 2023
- Articles

The Personal Finance Society has launched a Consumer Duty digital learning tool for Financial Planners.
Read more ...LangCat adds policy tracker to regulation software
- Wednesday, 04 October 2023
- Articles

The LangCat has added a policy tracker to its regulation software for financial services firms.
Read more ...FCA warns firms over appointed representative rules
- Monday, 02 October 2023
- Articles

The FCA has warned firms to ensure that they comply with new rules that strengthen the responsibilities and expectations of principals in relation to their appointed representatives (ARs).
Read more ...FCA uncovers poor advice in later life mortgage sector
- Thursday, 14 September 2023
- Articles

The Financial Conduct Authority has demanded improvements in the later life mortgage / equity release sector after finding evidence of poor advice and misleading promotions.
Read more ...FCA confirms ‘tough’ new crypto regime from October
- Friday, 08 September 2023
- Articles

The FCA is to press ahead with tough new rules on cryptoasset product marketing from 8 October but will soften some of its deadlines.
Read more ...Key founder of adviser regulation dies at 93
- Monday, 04 September 2023
- Articles

One of the key figures in the early days of financial intermediary regulation, Lord Elton, has died at the age of 93.
Read more ...Evelyn acquires £750m AUM wealth manager Dart
- Friday, 01 September 2023
- Articles

Wealth manager and Financial Planner Evelyn Partners has completed its takeover of City of London-based Dart Capital, a boutique wealth manager with £750m in assets under management and 19 staff.
Read more ...FCA to tighten rules on crypto transfers
- Friday, 25 August 2023
- Articles

The FCA is to tighten its rules on crypto-asset transfers from 1 September to crack down on money laundering and financial crime.
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