The Financial Conduct Authority has fined financial data provider Equifax Ltd £11.164m for cyber-security failures which exposed the records of 13.8 consumers.
Read more ...FCA fines Equifax £11m after 13.8m consumers' data exposed
- Friday, 13 October 2023
- Articles

FSCS declares ISA and bond provider in default
- Thursday, 12 October 2023
- Articles

The Financial Services Compensation Scheme has declared Cavendish Incorporated Ltd (FRN: 942176) as in default, opening the door for consumer claims against the firm.
Read more ...FCA says no fine for LCF despite £237m failure
- Wednesday, 11 October 2023
- Articles

The Financial Conduct Authority has censured collapsed £237m mini-bond provider London Capital & Finance (LCF) for unfair and misleading financial promotions.
Read more ...FCA warns about 146 crypto promotions in 24 hours
- Tuesday, 10 October 2023
- Articles

The FCA published 146 warnings about crypto-asset promotions in just the first day of its new crypto-marketing regime which was introduced on 8 October.
Read more ...PFS adds digital Consumer Duty tools
- Thursday, 05 October 2023
- Articles

The Personal Finance Society has launched a Consumer Duty digital learning tool for Financial Planners.
Read more ...LangCat adds policy tracker to regulation software
- Wednesday, 04 October 2023
- Articles

The LangCat has added a policy tracker to its regulation software for financial services firms.
Read more ...FCA warns firms over appointed representative rules
- Monday, 02 October 2023
- Articles

The FCA has warned firms to ensure that they comply with new rules that strengthen the responsibilities and expectations of principals in relation to their appointed representatives (ARs).
Read more ...FCA uncovers poor advice in later life mortgage sector
- Thursday, 14 September 2023
- Articles

The Financial Conduct Authority has demanded improvements in the later life mortgage / equity release sector after finding evidence of poor advice and misleading promotions.
Read more ...FCA confirms ‘tough’ new crypto regime from October
- Friday, 08 September 2023
- Articles

The FCA is to press ahead with tough new rules on cryptoasset product marketing from 8 October but will soften some of its deadlines.
Read more ...Key founder of adviser regulation dies at 93
- Monday, 04 September 2023
- Articles

One of the key figures in the early days of financial intermediary regulation, Lord Elton, has died at the age of 93.
Read more ...