The FCA is to quiz the 20 biggest advice firms about their ongoing advice fees and how they are monitoring implementation of the Consumer Duty.
Three London-based men have been arrested on suspicion of insider dealing, conspiracy to insider deal and money laundering linked to organised crime.
Over 10,000 financial adverts and other promotions were withdrawn or changed last year following intervention from the FCA.
Only 14% of crypto-asset business registrations submitted to the FCA have been approved by the regulator since it became the crypto market supervisor in 2020.
The FCA and its Practitioner Panel are set to launch a joint survey of 25,000 regulated firms shortly to seek feedback on how the FCA is regulating the sector.
Many pension trustees are falling short of the standards of The Pension Regulator’s codes, the regulator has warned.
Experienced financial services lawyer Rachel Kent is to succeed Amerdeep Somal as the Financial Regulators' Complaints Commissioner, starting a five-year term starting on 1 January.
The FCA has issued a public warning about an unauthorised investment firm called Charles Dickins Ltd (sic) which may be providing or promoting financial services products without permission.
The FCA has provided more details of what its ‘simplified advice’ or financial guidance proposals may look like if implemented.
The FCA has published details of temporary measures which will give investment companies a chance to improve cost disclosure.
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