FCA fines UBS £27.6 million over reporting failures
- Tuesday, 19 March 2019
- Articles
UBS AG (UBS) has been fined £27,599,400 by the FCA for failings relating to transaction reporting.
Read more...More than 600 ‘ambulance chasers’ register with FCA
- Tuesday, 19 March 2019
- Articles
The FCA has revealed more than 600 so-called ‘ambulance chaser’, or claims management companies (CMCs), have registered with the authority.
Read more...Leading law firm launches Senior Manager regime tool
- Friday, 15 March 2019
- Articles
Law firm Clifford Chance has unveiled SMCR Manager, a digital tool which will support the forthcoming SMCR compliance regime for firms FCA-regulated firms.
Read more...FCA could axe platform exit fees to boost competition
- Thursday, 14 March 2019
- Articles
Platform exit fees could be axed by the Financial Conduct Authority to improve competition and make it easier for investors to switch platform.
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