FCA fines UBS £27.6 million over reporting failures

UBS AG (UBS) has been fined £27,599,400 by the FCA for failings relating to transaction reporting.

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More than 600 ‘ambulance chasers’ register with FCA

The FCA has revealed more than 600 so-called ‘ambulance chaser’, or claims management companies (CMCs), have registered with the authority.

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Leading law firm launches Senior Manager regime tool

 

Law firm Clifford Chance has unveiled SMCR Manager, a digital tool which will support the forthcoming SMCR compliance regime for firms FCA-regulated firms.

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FCA could axe platform exit fees to boost competition

Platform exit fees could be axed by the Financial Conduct Authority to improve competition and make it easier for investors to switch platform.

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