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  • FCA halts ISA manager over serious concerns

    The FCA has halted ISA business at crowd-funding platform Nextcrowd over concerns about potential “serious regulatory breaches.”

  • FCA questions 20 finfluencers in crackdown

    The FCA is interviewing 20 finfluencers under caution as part of a “targeted action” against illegal financial influencers.  

  • Radical reforms ready for take-off says FCA’s Rathi

    The Financial Conduct Authority is ‘up for’ taking on greater risk and its more radical reforms are ready ‘for take-off,’ according to chief executive Nikhil Rathi.

  • FCA launches Lab to help firms implement AI solutions

    The FCA has launched an AI Lab to help the firms it regulates build and implement artificial intelligence solutions.

  • FCA launches review of soaring insurance premiums

    The Financial Conduct Authority is to review soaring insurance premiums for home and motor insurance and the practice in some markets of paying for insurance in instalments.

  • FCA fines TSB £10.9m over vulnerable customers

    The FCA has fined TSB Bank £10,910,500 for failing to ensure customers who were in arrears were treated fairly.

  • Midlands Planning firm hit by clone attack

    Wealth Solutions (UK) Limited (FRN:478217) has been hit by a clone attack by fraudsters.

  • FCA issues warning over 5 unauthorised firms

    The FCA has issued warnings over five unauthorised crypto asset, forex and CFD firms operating in the UK without any permissions from the regulator.

  • Advice guidance review to ‘boost growth’ for sector

    The FCA’s advice guidance boundary review will boost growth for the Financial Planning sector, according to the Chair of the regulator.

  • FCA will review financial advice consolidation

    The FCA said today it will undertake a review of consolidation within the financial advice market.

  • Pair charged with £110,000 insider dealing

    The Financial Conduct Authority has begun a criminal prosecution against a pair who have been accused of making more than £100,000 from insider dealing. 

  • FCA fines Starling Bank £29m over screening failures

    The FCA has fined Starling Bank just under £29m for financial crime failings related to its financial sanctions screening.

  • Crypto crook pleads guilty

    Crypto crook Olumide Osunkoya faces a prison sentence after pleading guilty to illegally operating a network of illegal crypto ATMs.

  • Protest rally gathering at FCA headquarters

    A protest rally being held by campaign group Transparency Task Force is to be held outside of the Financial Conduct Authority’s headquarters in Stratford from 12:30 today.

  • FCA to change enforcement approach

    The Financial Conduct Authority is changing its enforcement approach as it aims to act faster and with more transparency.

  • Regulator demands anti-money laundering improvements

    The FCA’s anti money-laundering department has urged professional bodies to improve their anti-money laundering efforts after it reported ineffective supervision.

  • FCA chair cleared of whistleblowing breaches

    FCA chair Ashley Alder has been cleared of wrongdoing against two whistleblowers who alleged he had failed to keep their names confidential.

  • FCA extends PRIIPs exemption for investment trusts

    Investment trusts can choose to opt out of the requirements of PRIIPs Regulation and associated technical standards until new legislation comes into force, the FCA said in a statement today.

  • Wealth manager City & Merchant goes into liquidation  

    Wealth manager City & Merchant Limited (FRN 154182), which had trading restrictions imposed on it by the FCA in June, has gone into liquidation.

  • FCA cancels Yorkshire-based claims manager

     

    The FCA has cancelled the regulatory permission of Hull-based claims management firm Claims Direct Yorkshire Ltd (FRN 836352).

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