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  • FCA proposes PRIIPS rule shake-up

    The consultation comes as part of the regulator’s consultations on post-Brexit divergence for UK firms.

  • FCA secures £25m more for SIPP investors 

    FCA's Mark Steward

  • FCA brings money laundering charges against Simon Day

    The FCA has charged Simon Day with money laundering

  • Ex-Quilter rep banned by FCA after conviction

    FCA logo

  • Editor’s Column: Retirement woes far from inevitable

    FP Today Editor Kevin O'Donnell

  • 4 year sentence for unauthorised advice fraudster

    Southwark Crown Court

  • FCA prepares 5th Coronavirus resilience survey

    The regulator also revealed this will not be the last of the pandemic-related resilience surveys, and advisers should expect to receive more in the future

  • FCA issues warning on platform outages

    The letter follows a similar Dear CEO letter to platforms in February 2020

  • FCA relaxes SPAC rules

    The regulator said the rules aim to provide “more flexibility” to larger SPACs

  • FCA launches diversity consultation

    The regulator aims to make changes to diversity rules by the end of the year.

  • FCA to change decision-making process

    The proposed changes aim to streamline decision making on authorisation applications and specific supervisory and enforcement decisions.

  • Investment adviser revenue falls 1% in 2020

    The RMAR data has been published since 2016.

  • FCA tells firms to review pay with diversity in mind

    FCA HQ

  • FCA to accept sandbox applications year-round

    The FCA's regulatory sandbox approach has helped dozens of fintech firms over the past five years.

  • PIMFA calls for Consumer Duty clarity

    Liz Field, chief executive of PIMFA, said concerns around the new Consumer Duty is indicative of a long-standing criticism the trade body has of the FCA

  • Investors set for £11m payout as FCA wins Avacade appeal

    Avacade's former website

  • FCA puts brakes on high-risk investment provider

    The FCA has ordered BDSwiss Holding to stop conducting any regulated or marketing activities in the UK

  • FCA fines BSPS pension transfer adviser £1.28m

    FCA logo

  • FCA wins bankruptcy order against WhatsApp trader

    FCA HQ

  • Whistleblowers make 2,754 allegations of misconduct to FCA

    Only 15 of the reported cases led to ‘significant action’ to mitigate harm

Page 81 of 114

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