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  • 1 in 5 advisers unprepared for Consumer Duty

    Royal London surveyed 200 financial advisers in April
  • Investors lose £25m to 'screen sharing' scammers

    An FCA survey found that 47% of investors would not see a request to use software of an app to access their device as a red flag.
  • FCA CEO defends staff pay packages

    Nikhil Rathi
  • FCA bans 5 advice firm directors for pension mis-selling

    FCA HQ
  • FCA and PRA drop fines and ban on ex-CEO

    FCA
  • Arbitrator rejects union appeal for FCA recognition

    Last week Unite members at the regulator carried out a 48-hour walkout in protest over pay, terms and lack of trade union recognition.
  • FCA rejects appointed rep ‘hosting’ plan from firm

    FCA logo
  • FCA plans major expansion of dormant assets scheme

    FCA logo
  • Nearly half of investors regret doing too little research

    OnePoll surveyed 2,000 UK adults on behalf of the FSCS and the Financial Conduct Authority between 10 and 23 December 2021.
  • FCA to hasten removal of firms failing to use permissions

    FCA HQ
  • FCA chair: Pension Freedoms caused problems

    Charles Randell giving evidence to the Treasury Committee in 2019
  • FCA proposes single segment for listed companies

    FCA HQ
  • FCA replaces Consumer Panel chair

    FCA HQ
  • Ex-Which? exec named FCA interim chair term

    Richard Lloyd OBE
  • SIPP consultant slams 'poorly timed' FCA pension rules

    James Jones-Tinsley, self-invested pensions technical specialist at Barnett Waddingham has critcised new FCA pension guidance rules as ‘poorly timed and mismanaged’.
  • PIMFA backs imminent FCA ban on CMC phoenixing 

    FCA
  • Bailey defends FCA approach to contingent charging

    Andrew Bailey
  • DWP calls for industry views on decumulation

    Guy Opperman, Minister for Pensions
  • FCA issues 2nd warning about unauthorised firm

    FCA logo
  • FCA finds ‘serious failings’ at 30 consumer credit firms 

    FCA's Sheldon Mills

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