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  • FCA revokes permissions for Leeds advice firm

    FCA HQ, London

  • FCA uncovers poor advice in later life mortgage sector

    FCA's Sheldon Mills

  • Customers of collapsed WealthTek set for payout

    FSFC website

  • FCA clears banks of political account closures

    Coutts website

  • FCA and PRA publish tougher diversity and inclusion plans

    FCA sign

  • Compliance consultant warns about retirement income advice

    The FCA said in January it was keen to look at how the 2015 pension freedoms have impacted on the quality of advice clients receive

  • FCA bans 2 advisers over £42.3m pension transfer advice

    Therese Chambers, joint executive director of enforcement and market oversight at the FCA, said this is one of the worst cases the regulator has seen

  • FCA warns firms over appointed representative rules

    FCA sign

  • Futures broker fined £6.5m for AML failings

    ADMISI website

  • Swansea adviser banned and fined for 'negligent' BSPS advice

    British Steel works

  • AI can help fill the advice gap - FCA

    FCA's Jessica Rusu

  • FCA revokes permissions of Devon-based firm

    FCA sign

  • FCA places restrictions on Kensington adviser

    My Investment Hub website

  • FCA warns about 146 crypto promotions in 24 hours

    FCA logo

  • FCA says no fine for LCF despite £237m failure

    Therese Chambers, joint executive director of enforcement and market oversight at the FCA

  • FCA fines and bans ex-Barclays CEO

    James Staley

  • FSCS declares ISA and bond provider in default

    The FSCS has declared Cavendish Incorporated in default

  • SJP shares plummet 20% as fee review launched

    New SJP logo

  • FCA fines Equifax £11m after 13.8m consumers' data exposed 

    FCA logo

  • Editor’s Comment: Time for a stiff Scotch

    Editor Kevin O'Donnell

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