The FCA has cancelled the part 4A regulatory permissions of Bromley-based firm HLU Ltd (FRN: 938123).
Financial Planning firms make up the bulk of firms on the FCA register offering ‘holistic advice’, according to a new report from financial services adviser consultancy Autus.
The FCA is to compensate investors who may have lost money due to failings in the FCA register which allowed a fraudulent firm to trade.
