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  • Adviser handed £150 FCA compensation for Register listing

    The FCA has handed £150 compensation to an unnamed adviser who said his firm was wrongly listed on the Financial Services Register as an appointed representative for an unnamed firm he had already left and never worked with.

  • FCA to review 9,000 firms’ requirements and limitations

    The FCA is to launch a sweeping review of 11,000 requirements and limitations covering 9,000 regulated firms.

  • FCA cancels permission of Bromley-based advice firm

    The FCA has cancelled the part 4A regulatory permissions of Bromley-based firm HLU Ltd (FRN: 938123).

  • Financial Planners dominate ‘holistic advice’ market

    Financial Planning firms make up the bulk of firms on the FCA register offering ‘holistic advice’, according to a new report from financial services adviser consultancy Autus.

  • FCA to compensate hundreds of investors after register failing

    The FCA is to compensate investors who may have lost money due to failings in the FCA register which allowed a fraudulent firm to trade.

  • FCA plans adviser Directory to beat industry concerns  

    How the new FCA Directory may look. Source: FCA
  • ‘Find an Adviser’ search added to FCA register

    New FCA Find and Adviser service
  • FCA plans changes to ‘Find an Adviser’ search

    FCA logo
  • FCA plans to change the way it calculates fees

    FCA
  • FCA’s Bailey promises better Register amid data quality fears

    Andrew Bailey
  • FCA takes action against fake register site

    FCA logo
  • FCA launches upgraded Financial Services Register

    FCA Register
  • FCA register offline for 5 days due to Brexit changes

    FCA logo
  • FCA to make 300 Brexit changes to website

    FCA's Nausicaa Delfas
  • Brothers convicted over £750,000 scam investment firm

    FCA sign
  • FCA tightens rules on financial promotions

    FCA logo
  • FCA removes permissions from Bucks adviser

    FCA HQ
  • FCA to correct Register error after complaint

    FCA HQ

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