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  • Clone scammers target Marks & Spencer

    Clone scammers have targeted Marks & Spencer’s financial services arm by setting up a fake website to try to con savers.

  • FCA cancels permissions of Kent IFA

    The FCA has cancelled the Part 4A permission to carry out regulated business of Kent-based IFA The Pentagon Partnership (FRN: 627747).

  • Metro Bank fined £16m for money laundering failings

    Challenger bank Metro Bank has been fined £16m by the Financial Conduct Authority for money laundering failings from 2016 to 2020.

  • Director fined £1.1m and banned for misusing funds

    The Financial Conduct Authority has banned company director Leigh Mackey from working in financial services and fined him £1,102,879 for misleading the FCA and misusing funds due to insurers.

  • Claims manager stripped of regulatory permissions

    The FCA has halted regulated business at Hull-based claims management firm (CMC) Prestige Legal Ltd (FRN 915619).

  • FCA convicts duo for £1.5m clone websites scam

    Two individuals running a fake investment scam - which used clone websites and other methods to target investors - have been convicted by the FCA for their roles in a £1.5m fraud.

  • FCA promises to cut Consumer Duty duplication and confusion

    The FCA has given one of its strongest hints yet that reform of the Consumer Duty is on the way and what direction it might take.

  • FCA improves access to bond data and research

    The FCA has today introduced new transparency rules for bonds and derivatives markets which it hopes will give investors more information and reduce costs for firms.

  • FCA warns SIPP operators over Consumer Duty

    The FCA has warned SIPP operators over a lack of progress on the regulator's concerns that their actions could lead to “harm to individual consumers.”

  • FCA readies action against Crispin Odey over 'lack of integrity'

    The FCA has issued a warning notice that it is preparing to take action against high profile fund manager Crispin Odey for demonstrating a "lack of integrity."

  • FCA bans adviser duo for pension transfer failings

    The Financial Conduct Authority has banned Steven Hodgson and Paul Adams of Stockton-on-Tees-based Vintage Investment Services from advising customers on pension transfers and opt-outs.

  • FCA fines CEO of Wise £350,000 for senior manager failings

     

    The FCA has fined Kristo Käärmann, the CEO of Wise plc and senior manager of Wise Assets UK Ltd, £350,000 for breaching a senior manager conduct rule. 

  • Fund manager enters liquidation after FCA intervention

    MCI Global Investments Advisors Limited, which manages the Novus Black alternative investment fund, has entered Creditors’ Voluntary Liquidation.

  • Advisers among those with lowest satisfaction with FCA

    Firms in the retail investments sector, which includes most financial advice firms, had one of the lowest levels of satisfaction with their relationship with the FCA.

  • FCA warns alternative fund holders over unreported losses

    The Financial Conduct Authority has written to investors in Novus Black Fund UK Ltd about "significant losses" not reported to them by the alternative investment fund.

  • FCA halts ISA manager over serious concerns

    The FCA has halted ISA business at crowd-funding platform Nextcrowd over concerns about potential “serious regulatory breaches.”

  • FCA questions 20 finfluencers in crackdown

    The FCA is interviewing 20 finfluencers under caution as part of a “targeted action” against illegal financial influencers.  

  • Radical reforms ready for take-off says FCA’s Rathi

    The Financial Conduct Authority is ‘up for’ taking on greater risk and its more radical reforms are ready ‘for take-off,’ according to chief executive Nikhil Rathi.

  • FCA launches Lab to help firms implement AI solutions

    The FCA has launched an AI Lab to help the firms it regulates build and implement artificial intelligence solutions.

  • FCA launches review of soaring insurance premiums

    The Financial Conduct Authority is to review soaring insurance premiums for home and motor insurance and the practice in some markets of paying for insurance in instalments.

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